Financial regulation

Results: 61100



#Item
471Economy / Finance / Money / Investment / Securities Investor Protection Corporation / United States securities law / Systemic risk / Bank regulation in the United States / Federal Deposit Insurance Corporation / Deposit insurance / Raymond James Financial / Insurance

KEEPING YOUR ACCOUNT AND PERSONAL INFORMATION SECURE Learn how Raymond James is working to protect you  The culture here is simple. It’s trust,

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Source URL: www.raymondjames.com

Language: English - Date: 2015-11-25 12:26:07
472Financial markets / Audit / Market liquidity / Bank regulation

Balance Reporting Balance Reporting is the foundation for your business to provide the appropriate financial information to your counterparties and customers to enable them to perform cash and liquidity management activi

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Source URL: www.aqua-global-solutions.com

Language: English - Date: 2016-03-24 08:16:22
473Economy / Finance / Financial regulation / Money / Systemic risk / European Union / Markets in Financial Instruments Directive / European Market Infrastructure Regulation / Multilateral trading facility / Draft:MiFID II

MIFID II – Reporting And Transparency And Rules Applying To Third Countries

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Source URL: www.cummingslaw.com

Language: English - Date: 2015-06-04 13:14:50
474Economy / Money / Financial regulation / Macroeconomics / Financial repression / Government debt / Taxation / Macroprudential regulation / Financial capital / Economic repression / Capital control

Origins and Measurement of Financial Repression: The British Case in the mid-20th Century Garrick Hileman Cambridge Centre for Alternative Finance

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Source URL: www.savings-banks.com

Language: English - Date: 2016-06-07 03:42:22
475Finance / Money / Economy / U.S. Securities and Exchange Commission / 73rd United States Congress / Financial markets / Stock market / United States securities law / Regulation D / Securities Act / Security / Securities Exchange Act

RULE 2.04 Title 1: Secretary of State Part 14: Securities - Securities Regulation Part 14 Chapter 2: Notice Filing and Registration of Securities Rule 2.04 Invest Mississippi Crowdfunding Simplified Registration Statemen

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Source URL: www.sos.ms.gov

Language: English - Date: 2016-01-14 10:16:24
476Finance / Money / Financial services / Basel II / Bank regulation / Financial regulation / Credit scoring / Foundation IRB / Advanced IRB / Loss given default / Exposure at default / Systemic risk

Basel Committee on Banking Supervision Brussels, 24 June 2016 Re: Consultative document on credit risk-weighted assets

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Source URL: www.eurofinas.org

Language: English - Date: 2016-07-25 07:19:28
477Accounting / Economy / Business / Financial regulation / International Financial Reporting Standards / International Accounting Standards Board / Financial Accounting Standards Board / Generally Accepted Accounting Principles / Convergence of accounting standards / Financial accounting / Income statement / Financial statement

Accounting Conservatism in International Financial Reporting Standards and U.S. Generally Accepted Accounting Principles

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Source URL: inquiry.uark.edu

Language: English - Date: 2012-07-11 17:44:22
478Economy / Finance / Money / Self-regulatory organizations / United States securities law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Broker-dealer / Arbitration / Arbitral tribunal

Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes.

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
479Economy / Financial regulation / Tax evasion / Crime / Bank regulation / Money laundering / Terrorism / Financial Action Task Force on Money Laundering / Terrorism financing / Politically exposed person / Know your customer / Patriot Act /  Title III

Microsoft Word - Sydbanks politik for foranstaltninger mod_UK

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Source URL: www.sydbank.com

Language: English - Date: 2011-12-27 08:47:17
480Accounting / Economy / Financial accounting / Asset / Financial statements / Financial regulation / International Financial Reporting Standards / Net asset value / Consolidation / Consolidated financial statement / Cash and cash equivalents / Book value

Microsoft Word1266909_PLE GE and BI Moore Foundation 2010 vF.docx

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Source URL: moore.org

Language: English - Date: 2013-10-10 16:48:05
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